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The AI/NC ratio ensures aggregate indebtedness does not exceed 15 times net capital (15:1). This protects against excessive leverage and maintains solvency. Haircuts and reserve formula tests address other requirements. Thus, B is correct.

Introducing broker-dealers that do not handle customer funds or securities (fully disclosed arrangements) must maintain a minimum of $5,000 net capital. If they receive but do not carry customer accounts, the minimum increases to $50,000. Carrying firms must maintain $250,000. Therefore, A is correct.

A matched book transaction occurs when a firm simultaneously borrows and lends securities, often through repos and reverse repos. This provides liquidity and generates a spread profit. Thus, B is correct.

Form X-17A-5 Part III is the annual audited submission under Rule 17a-5. It includes audited financial statements and supporting schedules. Form BD is for firm registration, ADV for advisers, and U4 for individuals. Thus, A is correct.

Prepaids, fixed assets, and unsecured receivables are non-allowable assets and reduce net capital. Subordinated loans, when approved, increase net capital since they are treated as regulatory capital. Thus, C is correct.