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If a customer fails to meet a margin call, the account is frozen for 90 days, meaning purchases require full cash upfront. Options A and B fail to enforce Regulation T, while D overstates the consequence. Supervisors must monitor margin accounts to mitigate risk and enforce regulatory compliance.

Unexcused withdrawal from Nasdaq quoting requires a 20 calendar day penalty before reentry. Option B misstates business vs. calendar days. Permanent barring is not automatic. Supervisors must ensure proper quoting and filing for excused withdrawals.

Written Supervisory Procedures (WSPs) must be delivered at or before employment begins. Options B–D do not satisfy requirements. Supervisors must track acknowledgment of receipt.

Rule 5310 requires firms to use reasonable diligence to obtain the best execution for customer orders. Option A is suitability, B is supervision, and D prohibits trading ahead of customer orders. Supervisors must review execution quality reports regularly.

The Manning Rule (Rule 5320) prohibits firms from trading ahead of customer limit orders. Options B, C, and D are unrelated. Supervisors must implement surveillance to prevent front-running.